Modeling Control Objectives for Business Process Compliance
Modeling Control Objectives for Business Process Compliance
复制标题
业务流程合规性控制目标建模
DOI：
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发表时间：
2007
期刊：
影响因子：
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通讯作者：
Kioumars Namiri
中科院分区：
文献类型：
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作者：
S. Sadiq;Guido Governatori;Kioumars Namiri
业务流程设计主要由流程改进目标驱动。然而，由于最近的一些事件导致了公司历史上一些最大的丑闻，因此源于监管和标准的控制目标的作用对企业来说变得越来越重要。随着组织努力满足法规遵从性议程，显然需要提供系统的方法，以帮助理解业务流程设计期间业务和控制目标（通常是冲突的）之间的相互作用。在本文中，我们的目标是双重的。我们将首先提出一个研究议程的业务流程合规性的空间，确定majortechnical和组织的挑战。然后，我们解决了整体问题空间的一部分，这涉及到控制目标的有效建模，随后将其传播到业务流程模型。基于规范系统理论，通过专门的模态逻辑提出了控制目标建模，并从过程上实现了业务流程模型上控制目标的可视化。所提出的方法是在一个购买到付款的情况下证明。
Business process design is primarily driven by process improvementobjectives. However, the role of control objectives stemming from regulationsand standards is becoming increasingly important for businesses in light ofrecent events that led to some of the largest scandals in corporate history. Asorganizations strive to meet compliance agendas, there is an evident need toprovide systematic approaches that assist in the understanding of the interplaybetween (often conflicting) business and control objectives during businessprocess design. In this paper, our objective is twofold. We will firstly present aresearch agenda in the space of business process compliance, identifying majortechnical and organizational challenges. We then tackle a part of the overallproblem space, which deals with the effective modeling of control objectivesand subsequently their propagation onto business process models. Controlobjective modeling is proposed through a specialized modal logic based onnormative systems theory, and the visualization of control objectives onbusiness process models is achieved procedurally. The proposed approach isdemonstrated in the context of a purchase-to-pay scenario.