Incentive Regulation in Theory and Practice
Incentive Regulation in Theory and Practice
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激励监管的理论与实践
DOI：
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发表时间：
1994
期刊：
影响因子：
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通讯作者：
Thomas P. Lyon
中科院分区：
文献类型：
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作者：
Thomas P. Lyon
经过几十年来学术界和实务界的批评，收益率监管正逐渐让位于“激励性监管”。由于任何监管都会产生一些激励措施，因此新的标签有些令人困惑，更重要的是，它包含了多种方法，包括价格上限，2滑动规模监管，3和标准竞争。4本文的目的是通过列出它所包含的关键原则，审查其在监管实践中的实施，并评估各种IR方案的性能。
After decades of criticism by academics and practitioners, rate-of-return regulation is gradually giving way to “incentive regulation.” Since any regulation produces some incentives, the new label is somewhat confusing—moreso because of the diversity of approaches it encompasses, including price caps,2 sliding-scale regulation,3 and yardstick competition.4 The purpose of this paper is to demystify “incentive regulation” (IR) by laying out the key principles it incorporates, examining their implementation in regulatory practice, and evaluating the performance of various IR schemes.5