The Basel Committee on Banking Supervision report on customer due diligence, October 2001
The Basel Committee on Banking Supervision report on customer due diligence, October 2001
复制标题
DOI：
10.1057/palgrave.jbr.2340115
复制
发表时间：
2001-12
期刊：
影响因子：
--
通讯作者：
P. Clement
中科院分区：
文献类型：
--
作者：
P. Clement
* 1997年《有效银行监督核心原则报告》，其中要求银行一方面制定严格的“了解客户”程序，另一方面要求银行监督员鼓励银行采纳金融行动特别工作组的适当建议，例如关于客户身份、保存记录、除了与被认为反洗钱制度不足的国家打交道的程序外，还应侦查和报告可疑交易。随后，1999年的《核心原则方法》报告进一步推进了这一进程，确定了促进高道德和专业标准的基本和补充标准，以防止银行被犯罪分子有意或无意地利用。
Core Principles for Effective Banking Supervision Report in 1997, which called for banks, on the one hand to put in place strict'know your customer'procedures and, on the other for banking supervisors to encourage banks to adopt appropriate Financial Action Task Force (FATF) recommendations, such as those addressing customer identification, the keeping of records, the detection and reporting of suspicious transactions in addition to procedures for dealing with those countries deemed to have less than adequate anti-money laundering regimes. Subsequently, the 1999 Core Principles Methodology report advanced the process further by identifying essential and additional criteria promoting high ethical and professional standards to prevent banks being intentionally or unintentionally used by criminal elements.