GCR: Collaborative Research: Jumpstarting Successful Open-Source Software Projects With Evidence-Based Rules and Structures

GCR：协作研究：利用基于证据的规则和结构启动成功的开源软件项目

• 批准号: 2020751
• 负责人: Vladimir Filkov
• 金额: $ 208.26万
• 依托单位: University of California-Davis
• 依托单位国家: 美国
• 项目类别: Continuing Grant
• 财政年份: 2020
• 资助国家: 美国
• 起止时间: 2020-10-01 至 2025-09-30
• 项目状态: 未结题
• 来源: https://www.nsf.gov/awardsearch/showAward?AWD_ID=2020751&HistoricalAwards=false
• 关键词: GCR; Collaborative; Research; Jumpstarting; Successful

Open Source Software (OSS) is a multi-billion dollar industry. Over 80% of businesses, including all major tech companies, rely on OSS. In fact, such software is used in many aspects of digital life, e.g., browsing the social web, document editing, banking, website hosting, etc. Even though this popularity attracts many programmers to open source, more than 90% of OSS projects are abandoned, especially the smaller and younger projects. Prior work has looked at the reasons for this in two very different fields. In software engineering, the focus has been on understanding success and sustainability from the socio-technical perspective: the OSS programmers’ day to day activities and the artifacts they create. In the organizational management/policy literature, on the other hand, emphasis has been on institutional designs (e.g., policies, rules, and norms) that structure governance. But the connection and interaction between the two has been barely explored. In this project, a convergent research team comprised of experts in empirical data science and software engineering, cognitive science, political science, and public policy will develop a convergent analysis framework that unifies the socio-technical task structure of OSS projects with their governance and institutional design, in order to understand if projects, especially nascent ones, are likely to be successful and self-sustaining. The team will focus on nonprofit-supported projects, like those under the Apache Software Foundation, and will actively engage the open-source communities throughout the project, both to inform the research and to explore applications and results. The proposed work will advance the theory and practice of software engineering, especially as it relates to understanding success and effectiveness of OSS projects, goals that are critical to national competitiveness. The primary broader impact of the project lies in its potential to strengthen a technology that has become woven into the fabric of society. In this project, the convergence perspective is a unified framework, fusing the socio-technical structure and project governance. The team posits that trajectories of individual OSS projects can be understood in that framework through the context provided by similar projects that already have succeeded or been abandoned. This research will combine established and novel qualitative and quantitative techniques to discern the socio-technical structural and governance conditions under which OSS projects are most (and least) effective, and provide actionable knowledge to developers, to customize efficient project practices to their environment. The intellectual challenges lie both in these areas as well as in the integration of these with the scattered literature from software engineering, management and policy.This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

开源软件(OSS)是一个价值数十亿美元的行业。超过80%的企业，包括所有大型科技公司，都依赖开放源码软件。事实上，这类软件被用于数字生活的许多方面，例如浏览社交网络、文档编辑、银行、网站托管等。尽管这种流行吸引了许多程序员转向开源，但超过90%的OSS项目被放弃，特别是较小和年轻的项目。之前的工作从两个非常不同的领域研究了造成这种情况的原因。在软件工程中，重点一直是从社会技术的角度理解成功和可持续性：OSS程序员的日常活动和他们创建的人工制品。另一方面，在组织管理/政策文献中，重点放在构建治理结构的制度设计(例如，政策、规则和规范)上。但这两者之间的联系和互动几乎没有被探索过。在这个项目中，一个由经验数据科学和软件工程、认知科学、政治学和公共政策专家组成的汇聚研究小组将开发一个汇聚分析框架，将开放源码软件项目的社会技术任务结构与其治理和体制设计统一起来，以便了解项目，特别是新项目，是否有可能取得成功和自我维持。该团队将专注于非营利性支持的项目，如阿帕奇软件基金会下的项目，并将在整个项目中积极参与开源社区，为研究提供信息，并探索应用程序和结果。拟议的工作将推动软件工程的理论和实践，特别是与理解开放源码软件项目的成功和有效性有关的工作，这些目标对国家竞争力至关重要。该项目主要的更广泛的影响在于它有潜力加强一项已经融入社会结构的技术。在这个项目中，融合视角是一个统一的框架，融合了社会-技术结构和项目治理。该小组认为，可以通过已经成功或放弃的类似项目提供的背景，在该框架内了解开放源码软件各个项目的轨迹。这项研究将结合现有的和新颖的定性和定量技术，以辨别开放源码软件项目在哪些社会技术结构和治理条件下最有效(和最不有效)，并向开发人员提供可操作的知识，以便根据他们的环境定制有效的项目实践。智力方面的挑战既存在于这些领域，也存在于将这些领域与来自软件工程、管理和政策的零星文献相结合。该奖项反映了NSF的法定使命，并通过使用基金会的智力优势和更广泛的影响审查标准进行评估，被认为值得支持。

项目成果

Governing online goods: Maturity and formalization in Minecraft, Reddit, and World of Warcraft communities

管理在线商品：《我的世界》、Reddit 和《魔兽世界》社区的成熟度和正规化

• 发表时间: 2022
• 期刊: arXivorg
• 作者: Frey, S.;Zhong, Q.;Bulat, B.;Weisman, W.D.;Liu, C.;Fujimoto, S.;Wang, H.M.;Schweik, C.M.
• 通讯作者: Schweik, C.M.

Code, quality, and process metrics in graduated and retired ASFI projects

• DOI: 10.1145/3540250.3549132
• 发表时间: 2022-11
• 期刊: Proceedings of the 30th ACM Joint European Software Engineering Conference and Symposium on the Foundations of Software Engineering
• 作者: Stefan Stanciulescu;Likang Yin;V. Filkov

GitHub OSS Governance File Dataset

• DOI: 10.1109/msr59073.2023.00089
• 发表时间: 2023-04
• 期刊: 2023 IEEE/ACM 20th International Conference on Mining Software Repositories (MSR)
• 作者: Yibo Yan;Seth Frey;Amy Zhang;V. Filkov;Likang Yin

On the Self-Governance and Episodic Changes in Apache Incubator Projects: An Empirical Study

Apache孵化器项目的自治和阶段性变革：实证研究

• DOI: 10.1109/icse48619.2023.00066
• 发表时间: 2023
• 期刊: IEEE
• 作者: Yin, Likang;Zhang, Xiyu;Filkov, Vladimir
• 通讯作者: Filkov, Vladimir

Open Source Software Sustainability: Combining Institutional Analysis and Socio-Technical Networks

开源软件可持续性：结合制度分析和社会技术网络

• DOI: 10.1145/3555129
• 发表时间: 2022
• 期刊: Proceedings of the ACM on Human-Computer Interaction
• 作者: Yin, Likang;Chakraborti, Mahasweta;Yan, Yibo;Schweik, Charles;Frey, Seth;Filkov, Vladimir
• 通讯作者: Filkov, Vladimir