后发企业开放度和实际独占性机制的耦合关系研究

针对我国本土企业“外部知识源爆炸性增长与合作创新收益捉襟见肘”的矛盾，本项目以中国后发企业为研究对象，以企业创新获利为研究视角，探索三个研究问题：.（1）探索中国管理情境下企业的实际独占性机制的特征以及构念维度；.（2）探索创新过程的不同阶段，企业开放度与实际独占性机制的耦合对后发企业创新绩效的影响机制和主导性影响因素；.（3）通过实证和仿真研究企业独占性机制与开放度的耦合的优化路径以及动态演进关系，旨在揭示企业创新获利过程内部要素的优先级，并验证企业独占性机制与开放度耦合共同作用于企业的开放式创新绩效。.本项目是对创新获利理论在发展中国家情境下的发展，旨在丰富创新系统和开放式创新理论。

Focusing on the contradiction between “the explosive growth of enterprises’ external knowledge sourcing and the serious lack of enterprises’ collaborative innovation profit” , this project studies three major problems basing on “profiting from innovation” as the research viewpoint and“ the latecomer enterprises” as research object, as below:.(1) Exploring the dimensions and types of the de facto appropriation mechanism in the Chinese context;.(2) Empirically studying the impact of coupling of openness and de facto appropriability on late-comer enterprises’ innovation performance and the dominant influencing factors and how this mechanism will be different at different stages of innovation process;. (3) Simulation studying on the evolution mechanism and optimization path of the coupling mechanism between openness and de facto appropriability, to reveal the priority of the internal factors of the innovation profit process and verify that de facto appropriability and openness jointly influence late-comer enterprises’ innovation performance..This project aims to develop the theory of profiting from innovation in the context of developing countries, to enrich the innovation system and open innovation theory as well.