中国家族企业治理转型的机制与效果研究

“鼓励有条件的民营（家族）企业建立现代企业制度”已然成为我国的重要战略需求。但“转型动力不足”与“正式治理机制不健全”始终是中国家族企业无法摆脱的窠臼，过去研究考察了家族企业治理转型的内外部因素及其价值效应，但转型背后的内在机制以及转型后如何实现可持续成长，现有研究还相对缺乏。基于此，本项目拟对中国家族企业治理转型的机制和效果进行研究，重点关注三个问题：（1）推动中国家族企业正式治理转型的机制和逻辑是什么；进一步，在治理转型过程中，关注家族企业如何实现不同类型的目标并保持持续竞争力：（2）分析家族企业治理如何影响双元目标（经济目标和家族目标）的取舍与平衡；（3）剖析家族企业治理对于双元创新（探索式创新和开发式创新）的影响机制和效果。本项目将拓展家族企业治理转型的分析框架，识别出转型背后的核心逻辑以及转型意义，同时为我国如何有效引导家族企业建立现代企业制度从而实现基业长青提供政策启示。

“Encouraging qualified family business to establish modern enterprise institution” has become an important strategic demand of the country. Insufficient motivation for transformation and imperfect formal governance mechanism have become two major impediments in the transformation of governance of Chinese family businesses. Previous studies have examined the internal and external factors and value effects of family business governance transformation, but the internal mechanism behind the transformation and how to achieve sustainable growth after transformation is relatively lacking in existing research. Based on existing studies, this project intends to study the mechanism and effects of the governance transformation of Chinese family businesses. Specifically, this project tends to address three issues: (1) Examine the core driving logic behind the formalization of family business governance. Furthermore, in the process of governance transformation, we focus on how family businesses achieve different types of goals and maintain sustained competitiveness: (2) Analyze how family business governance affects the selection and balance of economic goals and family goals. (3) Examine the influencing mechanism and effect of family business governance on exploratory and exploitative innovation. This project will expand the analysis framework of family business governance transformation, identify the core logic behind the transformation and the significance of transformation. Then it will also provide policy inspiration for how government effectively guiding family businesses to establish a modern enterprise institution to achieve a long-lasting foundation.