Technology transfer systems and modes of national research institutes: evidence from the Chinese academy of sciences

Technology transfer systems and modes of national research institutes: evidence from the Chinese academy of sciences
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国家科研院所的技术转移体系与模式:来自中国科学院的证据

DOI:
10.1016/j.respol.2021.104471
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发表时间:
2022-04
期刊:
影响因子:
7.2
通讯作者:
Lutao Ning
Lutao Ning
中科院分区:
管理学1区
文献类型:
--
作者:
Kaihua Chen;Chao Zhang;Ze Feng;Yi Zhang;Lutao Ning

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技术转移系统(tss)和国家研究机构(NRIs)模式在塑造国家创新体系方面日益重要。然而,很少有研究在新兴经济体的背景下解决这个问题。为了填补这一研究空白,本文以中国科学院为例,探讨了中国科研人员的技术支持和模式。本研究明确了影响学院-分院-院级技术转移的制度因素,揭示了这一多层次技术转移的政策驱动演变,并阐明了技术转移的运行机制。研究发现,三个层面的主体之间的有效合作可以增强整合管理、科技资源配置和公共研发的功能。通过专题综合方法,我们确定了中国科学院的三种技术转移模式。随着中国科技体制改革的推进和中国科学院使命的重新定位,这三种模式呈现出从区域合作模式到孵化生态系统模式再到平台驱动模式的演化顺序。这些模式对技术认知和资源配置能力有不同的需求,这些需求可以通过三个层次的协同专业化互动来满足。除了对技术转移研究的理论意义外,我们的研究结果还为指导nri的技术转移提供了管理意义。
Technology transfer systems (TTSs) and modes of national research institutes (NRIs) have become increasingly significant in shaping national innovation systems. However, few studies have addressed this issue in the context of emerging economies. To fill this research gap, this paper explores the TTSs and modes of Chinese NRIs based on a case study of the Chinese Academy of Sciences (CAS). We clarify the institutional factors that influence the adoption of an academy-branch-institute-level TTS, reveal the policy-driven evolvement of this multi-level TTS, and elucidate the operational mechanisms of the TTS. We find that the effective collaboration between the actors within or across the three levels of the TTS could enhance the functions of integration management, science and technology (S&T) resource allocation, and public research and development. Through a thematic synthesis approach, we identify three technology transfer modes of the CAS. These three modes exhibit an evolutionary sequence from the CAS-region cooperation mode to the incubation ecosystem mode and then to the platform-driven mode, following the progress of the Chinese S&T system reform and the repositioning of the CAS mission. These modes have diverse demands for technological cognition and resource allocation capability that can be satisfied by the co-specialised interaction among the three levels of the TTS. Apart from the theoretical implications for technology transfer studies, our findings provide managerial implications for guiding technology transfer from NRIs.
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