Compliance in Practice. Criminalization and Processes of Adjustment in Companies (Using the Example of Pharmaceutical Marketing)

实践中的合规性。

• 批准号: 255711679
• 负责人: Professor Dr. Ralf Kölbel
• 金额: --
• 依托单位: Lehrstuhl für Strafrecht, Strafprozessrecht, Wirtschaftsstrafrecht und Kriminologie
• 依托单位国家: 德国
• 项目类别: Research Grants
• 财政年份: 2014
• 资助国家: 德国
• 起止时间: 2013-12-31 至 2015-12-31
• 项目状态: 已结题
• 来源: https://gepris.dfg.de/gepris/projekt/255711679?language=en
• 关键词: Compliance; Practice.; Criminalization; Processes; Adjustment

This research project aims at analyzing corporate deviance within the healthcare system (pharmaceutical marketing on the verge of corruption). The focus is on the responsiveness of the relevant corporate players to penal regulation and its particular effects of self-regulation related to it (compliance measures). The main interest is on the processes of corporate adaption to changing judicial frameworks, i.e. the question of how they react to the current developments of criminalization, decriminalization and recriminalization as well as the question how corporate compliance measures enforce, undermine or mediate these reactions of conformity, shifting or non-conformity. In this respect, the study should primarily look at the actual local practice rather than at the official compliance strategy of the corporate management. Therefore, the project will use several research techniques attuned to the problem, the main method being individual depth interviews of people who work in the sales departments of pharmaceutical companies and who communicate directly with marketing addressees on a daily basis.

本研究项目旨在分析医疗系统内的企业越轨行为（腐败边缘的药品营销）。 重点是有关公司行为者对刑事条例的反应及其与之相关的自我管制的特殊影响（遵守措施）。主要关注的是公司适应不断变化的司法框架的过程，即它们如何对刑事定罪、非刑事定罪和重新刑事定罪的当前发展作出反应的问题，以及公司合规措施如何执行、削弱或调解这些合规、转移或不合规的反应的问题。在这方面，研究应主要着眼于当地的实际做法，而不是公司管理层的正式合规战略。因此，本项目将使用几种适合这一问题的研究技术，主要方法是对在制药公司销售部门工作的人进行个人深入访谈，这些人每天都与营销对象直接沟通。

项目成果

Compliance und institutionelle Korruption im Pharmavertrieb

药品销售中的合规性和制度腐败

• DOI: 10.9785/gesr-2018-0107
• 发表时间: 2018
• 期刊: GesundheitsRecht
• 作者: Ralf Kölbel

Unternehmenskriminalität und (Selbst-)Regulierung

企业犯罪和（自我）监管

• DOI: 10.1515/mks-2017-1000602
• 发表时间: 2017
• 期刊: Monatsschrift für Kriminologie und Strafrechtsreform
• 作者: Kölbel