Comprehensive Research on Financial and Economic Criminal Law

金融经济刑法综合研究

• 批准号: 12620073
• 负责人: SEGAWA Akira
• 金额: $ 1.34万
• 依托单位: DOSHISHA UNIVERSITY
• 依托单位国家: 日本
• 项目类别: Grant-in-Aid for Scientific Research (C)
• 财政年份: 2000
• 资助国家: 日本
• 起止时间: 2000 至 2001
• 项目状态: 已结题
• 来源: https://kaken.nii.ac.jp/grant/KAKENHI-PROJECT-12620073/
• 关键词: financial crime; economic crime

We have researched on financial and economic criminal law. Our research provides financial or economic criminal defense attorneys, prosecutors, judges and academics with a guide to this constantly evolving field. In this research, we place great stress on corporate criminal liability (part 1) and elements of financial offenses (part 2). Both themes are very important.In present criminal law system, there is a lot of problems for corporate criminal liability. One of the most important is that we have no consideration of organizational characters of corporations. At this system, a corporation can' t be held criminally liable, when there is no individual whose act and mind can attribute to corporation. The bigger organization will be, the more difficult corporation can be made liable. So, we must introduce organizational theory. This theory have been developing in the U. S.. Part 1 will address compliance program model that one of the major organizational theories in the U. S..On the other hand, we have researched on elements of financial offences. Daiwa bank case will give us many lessons. In this case many statutes are broad and frequently used to prosecute financial criminals. Present financial criminal law is insufficient to deter violators in Japan. We must reform present financial criminal law system. Part 2 will discuss what and how we must reform the financial criminal law.

我们对金融经济刑法进行了研究。我们的研究为金融或经济刑事辩护律师，检察官，法官和学者提供了这个不断发展的领域的指南。在本研究中，我们着重探讨了法人刑事责任（第一部分）和金融犯罪的构成要件（第二部分）。在我国现行刑法体系中，法人刑事责任存在诸多问题。其中最重要的一点就是没有考虑公司的组织特征。在这一制度下，当没有个人的行为和思想可以归因于公司时，公司就不能承担刑事责任。组织越大，公司就越难承担责任。因此，我们必须引入组织理论。这一理论在美国一直在发展。S..第一部分将阐述美国主流组织理论之一的合规计划模型。S..另一方面，我们研究了金融犯罪的要素。大和银行案给我们很多启示。在这种情况下，许多法规都很宽泛，经常被用来起诉金融罪犯。日本现行的金融刑法不足以威慑违法者。必须对现行金融刑法体系进行改革。第二部分论述金融刑法改革的内容和方式。