Doctoral Dissertation Research: Pawns, Knights, or Kings: Understanding the Role of Regulators in Public Policy

博士论文研究：棋子、骑士还是国王：理解监管机构在公共政策中的作用

• 批准号: 0302588
• 负责人: Davita Silfen Glasberg
• 金额: $ 0.61万
• 依托单位: University of Connecticut
• 依托单位国家: 美国
• 项目类别: Standard Grant
• 财政年份: 2003
• 资助国家: 美国
• 起止时间: 2003-05-01 至 2004-08-31
• 项目状态: 已结题
• 来源: https://www.nsf.gov/awardsearch/showAward?AWD_ID=0302588&HistoricalAwards=false
• 关键词: Doctoral; Dissertation; Research; Pawns; Knights

This project examines the role of regulators and regulatory agencies in the formulation and enforcement of public policy, and how these roles are shaped by both the internal and external organizational environment, in particular, how the environmental context affects how regulators react to their various publics as represented by consumer as well as capitalist interests. Data will be gathered on these and related issues through interviews with financial service regulators, banking industry representatives, and representatives from community organizations and through analysis of documents within the services policy arena. The financial services venue includes regulations that deal with economic stability and the safety of financial system (focusing on capitalist interests) as well as regulations that provide public rights and protections (focusing on consumer or individual interests). I propose a cross case historical analysis which will permit me to examine policy evolution over time and between cases. In addition, I will examine public and private documents and publications relating to regulatory, implementation, and enforcement. I will analyze within the context of the economic and political environment to understand how regulators matter in the policy process, and examine the opportunities available to financial institutions and community groups to influence this process. This research on regulatory agencies and their role in public policy will contribute to our understanding of financial regulators and agencies and will help fill in an integral piece in understanding the development and evolution of public policy as well as extend organizational research in the realm of public institutions. In a broader context, this detailed analysis of the regulatory processes and the influence of various environmental factors on regulatory outcomes is anticipated to be beneficial to both policy makers and community organizers interested in influencing the policy making process.

该项目研究监管机构和监管机构在制定和执行公共政策中的作用，以及这些角色如何受到内部和外部组织环境的影响，特别是环境背景如何影响监管机构对消费者和资本家利益所代表的各种公众的反应。将通过与金融服务监管机构、银行业代表和社区组织代表的访谈以及通过分析服务政策竞技场内的文件，收集关于这些问题和相关问题的数据。 金融服务领域包括处理经济稳定和金融体系安全的法规（关注资本主义利益）以及提供公共权利和保护的法规（关注消费者或个人利益）。 我提出了一个跨案例的历史分析，这将使我能够检查随着时间的推移和案件之间的政策演变。此外，我还将审查与监管、实施和执行有关的公共和私人文件和出版物。 我将在经济和政治环境的背景下进行分析，以了解监管机构在政策过程中的作用，并研究金融机构和社区团体影响这一过程的机会。 对监管机构及其在公共政策中的作用的研究将有助于我们对金融监管机构和机构的理解，并有助于填补理解公共政策发展和演变的一个组成部分，并扩展公共机构领域的组织研究。 在更广泛的背景下，这种详细的分析监管过程和各种环境因素对监管结果的影响，预计将有利于政策制定者和社区组织者有兴趣影响决策过程。