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Public-Private Collaboration in China´s Innovative Rise: Effects and Mechanisms

中国创新崛起中的公私合作：效果与机制

基本信息

批准号：
366926109
负责人：
Professor Dr. Tobias ten Brink
金额：
--
依托单位：
Department of Social Sciences and Humanities
依托单位国家：
德国
项目类别：
Research Grants
财政年份：
2017
资助国家：
德国
起止时间：
2016-12-31 至 2020-12-31
项目状态：
已结题

来源：
https://gepris.dfg.de/gepris/projekt/366926109?language=en
关键词：
Public Private Collaboration China Innovative

项目摘要

We apply for a one-year extension of our ongoing research project. This ongoing project aims at a better understanding of the sources of China’s innovative rise by studying the effects and underlying mechanisms of the most important form of public-private collaboration: linkages between the public science system and industry. We found full or partial support for our hypotheses, especially regarding beneficial effects of science–industry linkages on innovation, and the role of three underlying mechanisms (information exchange, resource co-ordination, and self-monitoring) as a precondition for a rise in innovation output. Our (preliminary) findings helped us also to refine our hypotheses: we found that the innovation outcome tends to be incremental, and that the mechanism of self-monitoring rather is substituted by external market monitoring. In addition, we identified a surprisingly proactive, entrepreneurial role of Chinese universities in creating linkages mostly to “catch-up” firms. This contrasts with the 2000s, when a considerable mismatch existed between the supply of knowledge from China’s universities and the demand of firms.In our project extension, we strive to study this new entrepreneurial role of universities in more detail. In particular, we aim to analyse the effects and mechanisms of university technology transfer. First, we evaluate the effects of universities’ technology transfer administrations on outcomes such as spin-offs (based upon number of spin-offs) and joint research (based upon co-patenting) by a statistical analysis. Second, we unpack the main mechanisms that shape technology transfer administrations through selected in-depth case studies of two representative types of universities in Guangdong province. Again, our research departs from theoretical insights into the potentially beneficial effects of collaboration in the industrial policy and the innovation systems literature. Again, we employ a mixed-method design. Extraordinary field access is gained through close co-operation with the UNESCO Chair in Science and Technology Policies at Sun Yat-sen University Guangzhou. This also allows us to interpret and contextualise the data from the quantitative analysis. Overall, we expect new empirical insights that will complement findings on science-industry linkages from our ongoing research. Theoretically, we will contribute to a refined understanding of why, and, if so, how, technology transfer administrations enhance innovation capacities in emerging countries, thereby enriching the industrial policy and the innovation systems literature. Moreover, our findings will enable us to draw more general conclusions for innovation policy design in other emerging countries.

我们申请将我们正在进行的研究项目延长一年。这个正在进行的项目旨在通过研究最重要的公私合作形式的影响和潜在机制，更好地了解中国创新崛起的来源：公共科学系统与产业之间的联系。我们发现完全或部分支持我们的假设，特别是关于科学与产业的联系对创新的有益影响，以及三个基本机制（信息交换，资源协调和自我监督）作为创新产出上升的先决条件的作用。我们的（初步）研究结果也帮助我们完善了我们的假设：我们发现，创新成果往往是渐进的，自我监督的机制，而不是由外部市场监督所取代。此外，我们发现中国大学在与“追赶型”企业建立联系方面发挥了令人惊讶的积极主动的创业作用。这与2000年代中国大学的知识供给与企业的需求之间存在着相当大的不匹配形成了鲜明对比。在我们的项目扩展中，我们努力更详细地研究大学的这种新的创业角色。特别是，我们的目标是分析大学技术转移的效果和机制。首先，通过统计分析，评价大学技术转移管理对附带成果（基于附带成果的数量）和联合研究（基于共同专利）等成果的影响。其次，我们通过对广东省两类具有代表性的大学进行深入的案例研究，揭示了形成技术转移管理的主要机制。再次，我们的研究从理论上的见解出发，在产业政策和创新系统文献的合作的潜在有益影响。同样，我们采用混合方法设计。通过与设在广州中山大学的教科文组织科学和技术政策教席密切合作，获得了特别的实地访问机会。这也使我们能够解释和情境化定量分析的数据。总的来说，我们期待新的实证见解，将补充我们正在进行的研究中的科学与产业联系的发现。从理论上讲，我们将有助于更好地理解为什么，如果是的话，如何，技术转让管理机构提高新兴国家的创新能力，从而丰富产业政策和创新体系的文献。此外，我们的研究结果将使我们能够为其他新兴国家的创新政策设计得出更普遍的结论。