The Strategy and Governance of Small Technology-Based Private Firms

小型科技型私营企业的战略与治理

• 批准号: 15530266
• 负责人: YAMADA Kozo
• 金额: $ 2.18万
• 依托单位: Sophia University
• 依托单位国家: 日本
• 项目类别: Grant-in-Aid for Scientific Research (C)
• 财政年份: 2003
• 资助国家: 日本
• 起止时间: 2003 至 2004
• 项目状态: 已结题
• 来源: https://kaken.nii.ac.jp/en/grant/KAKENHI-PROJECT-15530266/
• 关键词: Small Technology-based Private Firms; Entrepreneuship; Strategic Decision; Corporate Governance; Family Business; Founder; Visionary Behavior; Prospective Strategy; 創造的中小企業; ガバナンス; 家族経営; 創造法認定企業; 戦略駆動力

This research is the comprehensive one about the factors affecting strategy and performance of small technology-based private firms by focusing on their governance structures, core capabilities, top management's visionary behaviors, and external environment. First, several hypotheses were constructed from the literature review and discussions, and tested by using the data from 1349 small technology-based private firms in Japan. The analyses showed : (1) family-oriented governance structures had no impact on strategies, but had a negative effect on performance ; (2) the higher competitive advantages a private firm had, the more prospective strategy it was likely to employ ; (3) the more visionary behaviors top management had, the more prospective strategy a private firm was likely to employ ; (4) the more prospective strategy a private firm took, the more likely it was to achieve high performance ; and (5) private firms with prospective strategy in a hostile environment tended to have h … More igh performance. Secondly, by extending the knowledge-based view of the firm, this research developed a longitudinal model of strategic change, and tested the model by using a two-period data from 301 small technology-based private firms in Japan. The analyses generally showed : (1) internal and external monitoring activities were likely to mediate relationships between configurational factors and innovations ; (2) innovations were likely to mediate relationships between external/internal monitoring activities and corporate performance ; and (3) internal and external monitoring activities were likely to mediate relationships between corporate performance and configurational factors. Finally, by mailing the same questionnaire to firms who were awarded by "Ben Franklin Technology Partners Program" by the Pennsylvania State Government, 118 firms returned the questionnaire. The comparative analyses showed : (1) there was no difference for strategy and family-oriented governance between U.S. and Japanese firms ; (2) family members had high voting shares in U.S. and Japanese succeeding firms ; (3) U.S. and Japanese high-performers focused on prospective strategy. While Japanese firms emphasized accumulation of technology and cost-efficiency, U.S. firms sought niche strategy ; (4) as for the differences in top management's behaviors between U.S. and Japanese high-performers, while Japanese firms emphasized visionary behaviors, U.S. firms emphasized analyses of the industry. Less

本研究是对小型科技型民营企业的战略和绩效影响因素的综合研究，重点关注其治理结构、核心能力、高层管理者的愿景行为和外部环境。首先，根据文献回顾和讨论构建了几个假设，并使用日本 1349 家小型技术型私营企业的数据进行了检验。分析表明：（1）家族导向的治理结构对战略没有影响，但对绩效有负向影响； (2) 私营企业的竞争优势越高，其采用的战略就越有前瞻性； （3）高层管理人员的行为越有远见，私营企业就越有可能采用前瞻性的战略； （4）私营企业采取的战略越具有前瞻性，就越有可能取得高绩效； （5）在敌对环境中具有前瞻性战略的私营企业往往具有较高的绩效。其次，通过扩展企业的知识基础视角，本研究开发了战略变革的纵向模型，并利用日本301家小型技术型私营企业的两期数据对该模型进行了检验。分析总体表明：（1）内部和外部监测活动可能调节配置因素与创新之间的关系； (2) 创新可能调解外部/内部监测活动与公司绩效之间的关系； (3) 内部和外部监控活动可能会调节公司绩效和配置因素之间的关系。最后，通过向宾夕法尼亚州政府“本富兰克林技术合作伙伴计划”授予的企业邮寄同样的调查问卷，共有118家企业退回了调查问卷。比较分析表明：（1）美国和日本企业在战略和家族化治理方面没有差异； （2）家族成员在美国、日本后继公司中拥有高投票权股份； （3）美国和日本的高绩效企业注重前瞻性战略。日本企业强调技术积累和成本效率，而美国企业则寻求利基战略； (4)美国和日本高绩效企业高管行为的差异，日本企业强调前瞻性行为，而美国企业则强调对行业的分析。较少的

项目成果

Strategy and Governance in Small Technology-based Private Firms : A U.S.-Japanese Comparison

小型技术型私营企业的战略与治理：美国与日本的比较

• 发表时间: 2004
• 期刊: Economic Research Society of Sophia University, Discussion Paper Series No.33
• 作者: 田路則子;月岡;藤井;藤村;Kozo Yamada
• 通讯作者: Kozo Yamada

創造的中小企業の戦略とガバナンスの日米比較

日本与美国创意中小企业策略与治理比较

• 发表时间: 2004
• 期刊: Economic Research Society of Sophia University, Discussion Paper Series No.33
• 作者: 山田幸三

Spinning off Technology-based Venturing Firms

分拆技术型风险投资公司

• 发表时间: 2004
• 期刊: Sophia Economic Review Vol.49, No.1・2
• 作者: 山田幸三;Kozo Yamada
• 通讯作者: Kozo Yamada

研究開発型スピンオフベンチャーの創出

创建研发衍生企业

• 发表时间: 2004
• 期刊: 上智経済論集 49・1・2
• 作者: 網倉久永;岡田正大;内田恭彦;関口 定一;Naoki Wakabayashi;山田幸三
• 通讯作者: 山田幸三

Determinants of Strategy and Performance in Small Technology-based Private Firms in Japan

日本小型科技私营企业战略和绩效的决定因素

• 发表时间: 2004
• 期刊: Proceedings of the 2004 Academy of Management Annual Meeting in New Orleans No.1
• 作者: Kozo Yamada;Yoshihiro Eshima;Sam Kurokawa
• 通讯作者: Sam Kurokawa