RegTech software development featuring innovative real-time business change and regulatory environment monitoring to support compliance with Financial Conduct Authority's SMCR Regulatory Framework

RegTech 软件开发具有创新的实时业务变化和监管环境监控功能，以支持遵守金融行为监管局的 SMCR 监管框架

• 批准号: 10031249
• 金额: $ 40.59万
• 依托单位: PEOPLECLEAR LIMITED
• 依托单位国家: 英国
• 项目类别: Collaborative R&D
• 财政年份: 2022
• 资助国家: 英国
• 起止时间: 2022 至 无数据
• 项目状态: 已结题
• 来源: https://gtr.ukri.org/projects?ref=10031249
• 关键词: RegTech; software; development; featuring; innovative

Since December 2019, all Financial Conduct Authority (FCA)-regulated financial services/markets (~83.5k UK businesses/225k individuals) must comply with the Senior Managers and Certification Regime (SMCR) in an effort to improve sector integrity through increased business and individual accountability.Business intelligence indicates many businesses are struggling to implement the regulations effectively and to maintain compliance. This was confirmed in April 21, when FCA notified ~3,000 businesses that they had not yet submitted the necessary certifications and that enforcement action would ensue (FTAdviser\_26/04/21).The greatest identified difficulty is in businesses complying culturally, with the administrative certification/ evidencing burden being a secondary concern.We propose to develop our existing software solution (PeopleClear SMCR), which already encourages best business practice to support FCA-objectives, to include an **innovative, first-in-class "Insights Engine" to constantly monitor the** **evolving business and regulatory environment and recommend appropriate actions to maintain SMCR-compliance in real-time.**

自2019年12月起，所有受英国金融行为监管局（FCA）监管的金融服务/市场（约8.35万英国企业/22.5万个人）都必须遵守高级经理和认证制度（SMCR），以通过提高企业和个人的问责制来提高行业诚信度。商业情报显示，许多企业正在努力有效实施法规并保持合规性。这在4月21日得到了证实，当时FCA通知约3，000家企业，他们尚未提交必要的认证，并将采取执法行动（FTAdviser\_26/04/21）。已确定的最大困难是企业在文化上遵守，行政认证/证明负担是次要问题。我们建议开发我们现有的软件解决方案（PeopleClear SMCR）已经鼓励采用最佳业务实践来支持FCA目标，将包括一个 ** 创新的一流“洞察引擎”，以持续监控 **** 不断变化的业务和监管环境，并建议适当的行动，以实时保持SMCR合规性。