Studies of Global R&D and Technology Transfer : Theory and Evidence

本研究对国际R&D与技术转移进行了理论和实证分析。理论分析表明：在南北贸易模式下，发展中国家知识产权保护与国际创新/技术转移呈现倒U型关系;在企业安全能力导致的金融市场不完善的情况下，安全能力与生产率的权衡可能对增长产生负效应，（3）考虑到企业生产率的差异，自由贸易协定的缔结有可能以低生产率企业的FDI替代高生产率企业的FDI，这取决于原产地规则的水平。使用“日本企业活动基本调查”和“企业活动基本调查”的企业层面数据进行实证分析。 ...更多信息 c经济产业省的“海外商务活动调查”显示，（0）国内研发和更强的知识产权保护加速了海外生产基地和研究实验室的研发，（ii）它们对研究实验室的研发产生了积极影响，特别是，（iii）加强知识产权保护促进了日本跨国公司总公司与子公司之间的技术转让，（iv）外资子公司的R&D与总部的技术转移是互补的;（v）FDI与R&D正相关，而内资投资与R&D相关不显著，托宾q值与FDI不显著相关，但与国内资本支出呈正相关。研究结果在学术会议上发表，并提交给国际期刊。值得注意的是，10篇论文已被学术期刊接受发表，一本书已出版，另外6篇论文已出版。少

In this research, theoretical and empirical analyses about international R&D and technical transfer were performed. The theoretical analyses reveal that (i) under the North-South trade model, the protection of intellectual property rights in developing countries and the international innovation/technological transfer present the reverse U shape, (ii) under the imperfection of financial market due to the security capability of firm, it is possible that the trade-off between the security capability and the productivity has a negative effect on growth, and that the asymmetry of information accelerates economic growth, (iii) taking into account of the difference in productivity of firms, it is possible that the conclusion of free trade agreement substitutes FDI of a high productivity firm with that of a low productivity firm, and it depends on the level of rule of origin. Empirical analyses, using the firm-level data of "Basic Survey of Japanese Business Structure and Activities" and "Basi … More c Survey of Overseas Business Activities" by Ministry of Economy, Trade and Industry reveal that (0 both domestic R&D and the stronger intellectual-property-rights protection accelerate R&D at both the production site and the research laboratory in overseas, (ii) they affect positively R&D at the research laboratory, in particular, (iii) strengthening of intellectual property rights promotes the technology transfer between the head office and the subsidiary of Japanese multinational firm, (iv) R&D of foreign subsidiaries and the technology transfer from the headquarter are complementary, (v) FDI and R&D are positively related, but domestic capital investment and R&D are not clearly related, Tobin's q has no clear relation with FDI, but has a positive relation with domestic capital expenditure.The results were presented at the academic conferences and submitted to international journals. It is noted that ten papers have been accepted for publication in the academic journals, one book has been published and other six papers have been published. Less