Administrative Regulation, Corporate Compliance, and the Transnational Practice of Law

行政监管、公司合规与跨国法律实践

• 批准号: 0314912
• 负责人: Patrick Schmidt
• 金额: $ 0.69万
• 依托单位: Southern Methodist University
• 依托单位国家: 美国
• 项目类别: Standard Grant
• 财政年份: 2002
• 资助国家: 美国
• 起止时间: 2002-09-01 至 2004-07-31
• 项目状态: 已结题
• 来源: https://www.nsf.gov/awardsearch/showAward?AWD_ID=0314912&HistoricalAwards=false
• 关键词: Administrative; Regulation; Corporate; Compliance; Transnational

This study focuses on attorneys, both U.S. and non-U.S. nationals, engaged in the overseas practice of American securities law. The research has multiple objectives. One is to develop the study of regulatory lawyering across different types of regulatory agencies. A second objective is to generate new evidence of how American law is understood and practiced by attorney overseas. A third objective is to build on existing literature regarding process of corporate regulatory decisionmaking.Data will be collected through approximately 150 interviews with attorneys in law firms, corporate general counsel, and corporate and government officials. These interviews will include a representative sample of both American and British lawyers practicing law in London. The research also includes a survey of securities practitioners and general counsel in both countries.

本研究的重点是律师，美国和非美国国民，从事美国证券法的海外实践。 这项研究有多个目标。 一是开展对不同类型监管机构的监管律师工作的研究。 第二个目标是产生新的证据，证明海外律师是如何理解和实践美国法律的。 第三个目标是建立在现有的文献有关企业监管决策的过程。数据将通过约150个采访律师事务所的律师，企业总法律顾问，企业和政府官员。 这些访谈将包括在伦敦执业的美国和英国律师的代表性样本。 该研究还包括对两国证券从业人员和总法律顾问的调查。