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Life insurance industry national compliance regulatory requirements and analysis of future direction for integration with compliance tracking platform

寿险行业国家合规监管要求及与合规追踪平台整合未来方向分析

基本信息

批准号：
531785-2018
负责人：
Williamson, Vanessa
金额：
$ 1.81万
依托单位：
Seneca College of Applied Arts and Technology
依托单位国家：
加拿大
项目类别：
Applied Research and Development Grants - Level 1
财政年份：
2018
资助国家：
加拿大
起止时间：
2018-01-01 至 2019-12-31
项目状态：
已结题

来源：
https://www.nserc-crsng.gc.ca/ase-oro/Details-Detailles_eng.asp?id=668640
关键词：
Life insurance industry national compliance

项目摘要

VigilantCS is a provider of intelligent, cloud-based, staff-conduct risk platforms for the financial securities industry. Their software solutions lower compliance-related costs by providing best practices, tracking current issues, and mitigating future challenges. The VCSOpen Staff Compliance Platform, the flagship product of VigilantCS, provides the financial securities industry with comprehensive functionality to manage the compliance needs of registered securities staff through a single, staff-facing portal. VigilantCS has identified the life insurance industry as their next target market, as compliance oversight provides significant opportunity to improve operational efficiency, lower costs, and reduce risk. VigilantCS is collaborating with Seneca to research the life insurance industry regulatory environment, assess current and future needs and concern, create validated use-cases for a variety of users, and provide recommendations for important regulatory information and risks to a variety of user types in the insurance industry. The result will be an assessment and framework VigilantCS can rapidly implement into their VCSOpen architecture to support use of their product in the life insurance industry.

VigilantCS是一家为金融证券行业提供基于云的智能员工行为风险平台的供应商。他们的软件解决方案通过提供最佳实践、跟踪当前问题和缓解未来挑战来降低与合规性相关的成本。VCSOpen员工合规平台是VigilantCS的旗舰产品，为金融证券行业提供全面的功能，通过单一的面向员工的门户网站管理注册证券员工的合规需求。VigilantCS已将人寿保险行业确定为下一个目标市场，因为合规监督为提高运营效率、降低成本和降低风险提供了重要机会。VigilantCS正在与Seneca合作，研究人寿保险行业的监管环境，评估当前和未来的需求和关注点，为各种用户创建经过验证的用例，并为保险行业的各种用户类型提供重要的监管信息和风险建议。其结果将是一个评估和框架VigilantCS可以迅速实施到他们的VCSOpen架构，以支持他们的产品在人寿保险行业的使用。